Business Details
Global Financial Advisory Solutions Provider
We are a global leader in data-driven investment management solutions, partnering with clients to deliver products and services designed to optimize efficiency and control. Our expertise spans performance analytics, risk management, regulatory compliance, and investor communications, empowering clients with transparent oversight and actionable insights. With over 1,000 clients across 40 countries, we combine cutting-edge technology with deep regulatory knowledge to address complex data challenges and mitigate financial risks.Our team of seasoned professionals provides tailored compliance services, including mock regulatory exams, annual reviews, and cybersecurity testing, ensuring alignment with evolving global standards. By automating workflows and standardizing fragmented data, we help firms reduce manual effort, enhance scalability, and deliver consistent reporting across private markets and institutional portfolios.
Services
Performance Analytics
Risk Management
Regulatory Compliance
Investor Communications
ESG Solutions
Portfolio Management
Fund Reporting
Data Technology Services
Managed Services
Compliance Audits
Highlights and features
- We serve over 1,000 clients across 40 countries with tailored compliance solutions
- Our team includes IACCP-certified compliance professionals with 20+ years' experience
- We automate regulatory reporting workflows to reduce manual effort by 95%
- Our solutions support compliance with SEC, FINRA, and global regulatory frameworks
- We combine proprietary technology with expert analysis for accurate performance attribution
Services
Regulatory Compliance
Our regulatory compliance service provides end-to-end solutions for financial institutions, including annual compliance reviews, mock regulatory exams, and AML audits. We help clients meet SEC, FINRA, and global regulatory requirements through automated reporting and expert analysis. Our team delivers strategic remediation plans and cybersecurity testing to ensure adherence to evolving compliance standards.
Performance Analytics
Performance analytics solutions offer transparent oversight into investment strategies through attribution analysis and composite reporting. We enable asset managers to evaluate portfolio performance against benchmarks while maintaining GIPS compliance. Our tools support data-driven decision-making for institutional investors and fund managers across global markets.
Investor Communications
Investor communications solutions automate regulatory disclosures, financial reports, and shareholder marketing materials. Our platform streamlines content creation and delivery while ensuring compliance with PRIIPs KID and other regulatory frameworks. Clients benefit from enhanced operational efficiency and consistent investor messaging.
ESG Solutions
ESG solutions provide data and reporting tools for institutional investors to manage environmental, social, and governance standards. Our platform supports compliance with client investment guidelines and regulatory requirements through portfolio risk monitoring and custom ESG reporting frameworks.
Managed Services
Managed services offer outsourced compliance expertise for regulatory reporting, risk assessments, and program management. Our team provides scalable solutions for investment advisers and broker-dealers, including annual reviews, change management, and regulatory document production to reduce operational burdens.
People
Kyrstin Ritsema
Executive Director, Compliance Services
With over 20 years' experience, Kyrstin leads investment compliance teams and serves as an IACCP-certified expert in regulatory frameworks for asset managers and broker-dealers.
Victoria Olson DeLucia
Director, Institutional Engagement
Victoria brings 30+ years of financial services experience, specializing in SEC compliance programs, mock exams, and regulatory change management for investment firms.
Angela Gingras
Director of Compliance Managers
Angela oversees compliance operations for registered entities, leveraging extensive experience in FINRA and SEC regulatory frameworks to manage compliance programs.
Roger Crain
Enterprise Sales Director
Roger delivers compliance solutions to financial institutions with two decades of sales leadership experience in regulatory technology and risk management services.
John Proskoczilo
Enterprise Sales Director
John provides strategic compliance guidance to asset managers, combining 20+ years of financial services experience with deep regulatory expertise for institutional clients.
Questions
What regulatory frameworks do your compliance services cover?
Our compliance services support SEC, FINRA, PRIIPs KID, AIFMD, and other global regulatory requirements through tailored audits and reporting solutions.
How do you handle ESG compliance reporting?
We provide ESG data management tools and reporting frameworks that help institutional investors monitor portfolio risks and meet sustainability disclosure requirements.
Can you automate regulatory document production?
Yes, our platform automates regulatory document creation with configurable data management for accurate, compliant reporting across multiple jurisdictions.
Do you support private fund reporting requirements?
Our Alternative Funds Reporting Platform automates Form PF, AIFMD filings, and investor communications for private equity, hedge funds, and debt strategies.
How do you ensure data security for compliance services?
We implement cybersecurity testing, policy development, and Compliance Manager technology to protect sensitive data and meet regulatory security standards.
What performance analytics tools do you offer?
Our performance analytics suite includes attribution analysis, GIPS compliance tools, and portfolio oversight solutions for institutional investment managers.
